SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
LucasZoom LLC

(Last) (First) (Middle)
3000 SAND HILL ROAD, BUILDING 1,
SUITE 170

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LEGALZOOM.COM, INC. [ LZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/19/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Rule 10b5-1(c) Transaction Indication

  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/19/2023 S 2,094,240(1) D $9.55 15,099,993 D(2)(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
LucasZoom LLC

(Last) (First) (Middle)
3000 SAND HILL ROAD, BUILDING 1,
SUITE 170

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Lucazoom Sarl

(Last) (First) (Middle)
488, ROUTE DE LONGWY

(Street)
LUXEMBOURG N4 L-1940

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Permira V L.P.2

(Last) (First) (Middle)
P.O. BOX 503, TRAFALGAR COURT,
LES BANQUES, ST

(Street)
PETER PORT Y7 GY1 6DJ

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Permira V G.P. L.P.

(Last) (First) (Middle)
P.O. BOX 503, TRAFALGAR COURT,
LES BANQUES, ST

(Street)
PETER PORT Y7 GY1 6DJ

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Permira V G.P. Ltd

(Last) (First) (Middle)
P.O. BOX 503, TRAFALGAR COURT,
LES BANQUES, ST

(Street)
PETER PORT Y7 GY1 6DJ

(City) (State) (Zip)
Explanation of Responses:
1. Pursuant to a stock purchase agreement, dated September 5, 2023, LucasZoom, LLC ("LucasZoom") sold 2,094,240 shares of Common Stock to entities affiliated with Technology Crossover Ventures, which was consummated on October 20, 2023, following the satisfaction of the final material closing condition on October 19, 2023.
2. Lucazoom S.a.r.l. ("Lucazoom") is the sole member of LucasZoom. Permira V L.P.2 ("Permira V") is the controlling shareholder of Lucazoom. Permira V acts through its general partner, Permira V GP L.P. ("Permira V GP"), which acts through its general partner, Permira V GP Limited (together with Lucazoom, Permira V and Permira V GP, the "Permira Entities").
3. The Permira Entities may be deemed to share voting and dispositive power over the Common Stock held by LucasZoom but disclaim beneficial ownership of such Common Stock except to the extent of their pecuniary interest therein.
Remarks:
Dipan Patel currently serves on the board of directors of the Issuer as the Reporting Persons' representative, and therefore each of the Reporting Persons may be deemed a "director by deputization" of the Issuer.
/s/ Thomas Lafrance, By: Thomas Lafrance, Authorized Signatory, LucasZoom, LLC 10/23/2023
/s/ Thomas Lafrance, By: Thomas Lafrance, Manager, Lucazoom S.a.r.l 10/23/2023
/s/ Nigel Carey, By: Nigel Carey, Director for Permira V GP Limited, general partner of Permira V GP L.P., general partner of Permira V L.P.2 10/23/2023
/s/ Nigel Carey, By: Nigel Carey, Director for Permira V GP Limited, general partner of Permira V GP L.P. 10/23/2023
/s/ Nigel Carey, By: Nigel Carey, Director for Permira V GP Limited 10/23/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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